-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELdbUcah5evhJEEcHm3sGnxvKbPHhREsOZX6Bna5D3J6cACqbqh+iHoLDuGReavS EoXckSbAY4Cldfo4Um4+KA== 0001130381-10-000007.txt : 20100217 0001130381-10-000007.hdr.sgml : 20100217 20100217092449 ACCESSION NUMBER: 0001130381-10-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIRCO MFG CORPORATION CENTRAL INDEX KEY: 0000751365 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 951613718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38401 FILM NUMBER: 10611321 BUSINESS ADDRESS: STREET 1: 2027 HARPERS WAY CITY: TORRANCE STATE: CA ZIP: 90501 BUSINESS PHONE: 3105330474 MAIL ADDRESS: STREET 1: P O BOX 44846 CITY: LOS ANGELES STATE: CA ZIP: 90044 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH, Inc. CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: E CAPITAL CORP DATE OF NAME CHANGE: 20001221 SC 13G/A 1 virc2010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G/A Under the Securities Exchange Act of 1934 (Amendment No__4__)* VIRCO MFG. CORPORATION - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 927651109 ----------------- (CUSIP Number) December 31, 2009 - --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) WEDBUSH, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 763,794(1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 1,388,837(2) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 763,794(1) ---------------------------------------------- 8.Shared Dispositive Power 1,720,389(3) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,720,389(3) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 12.1%(3) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO (1) Includes 142,280 shares of Common Stock of VIRCO MFG. CORPORATION (the "Common Stock") issuable under warrants that are currently exercisable. (2) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. (3) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. Also, includes 277,627 shares of Common Stock, and 53,925 shares of Common Stock issuable under currently exercisable warrants, that are beneficially owned by customers of Wedbush Securities, Inc., over which Wedbush Securities, Inc. has dispositive power. The reporting persons disclaim any beneficial ownership over such shares. Page 2 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 576,294(1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 1,388,837(2) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 576,294(1) ---------------------------------------------- 8.Shared Dispositive Power 1,720,389(3) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,720,389(3) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 12.1%(3) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN (1) Includes 35,980 shares of Common Stock of VIRCO MFG. CORPORATION (the "Common Stock") issuable under warrants that are currently exercisable. (2) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. (3) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. Also, includes 277,627 shares of Common Stock, and 53,925 shares of Common Stock issuable under currently exercisable warrants, that are beneficially owned by customers of Wedbush Securities, Inc., over which Wedbush Securities, Inc. has dispositive power. The reporting persons disclaim any beneficial ownership over such shares. Page 3 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Securities, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 6. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 1,503(1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 1,388,837(2) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 1,503(1) ---------------------------------------------- 8.Shared Dispositive Power 1,720,389(3) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,720,389(3) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 12.1%(3) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- BD (1) Includes 0 shares of Common Stock of VIRCO MFG. CORPORATION (the "Common Stock") issuable under warrants that are currently exercisable. (2) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. (3) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. Also, includes 277,627 shares of Common Stock, and 53,925 shares of Common Stock issuable under currently exercisable warrants, that are beneficially owned by customers of Wedbush Securities, Inc., over which Wedbush Securities, Inc. has dispositive power. The reporting persons disclaim any beneficial ownership over such shares. Page 4 of 9 Cusip No. 927651109 13G VIRCO MFG. CORPORATION - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of VIRCO MFG. CORPORATION ("Issuer"). (b) Issuer's address: 2027 Harpers Way, Torrance, CA 90501 Item 2. Filers (a) This statement is filed by WEDBUSH, Inc. ("WI"), Edward W. Wedbush ("EWW") and Wedbush Securities, Inc. ("WS"). (b) Business address of the above filers are as follows: WI - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 WS - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) WI is a California corporation. EWW is a citizen of the United States of America. WS is a California corporation. (d) Common stock (e) 927651109 Item 3. Classification of Filers (a) WS is a broker/dealer (b) - (j) Not applicable (g) WI is a control person Page 5 of 9 Item 4. Ownership (a) WI has sole ownership of 763,794 Shares of the Issuer; EWW has sole ownership of 576,294 Shares; and WS has sole ownership of 1,503 Shares. (b) Of the Shares outstanding, WI owns approximately 5.38%; EWW owns approximately 4.06%; and WS owns approximately 0.01%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: WI has sole power to vote on 763,794 Shares; EWW has 576,294 sole Shares; and WS has 1,503 sole Shares. (ii) Shared power to vote: WI has 1,388,837 Shares; EWW has 1,388,837 Shares; and WS has 1,388,837 Shares. (iii) Sole power to dispose: WI has sole power to dispose on 763,794 Shares; EWW has 576,294 Shares to dispose; and WS has 1,503 Shares to dispose. (iv) Shared power to dispose; WI has 1,720,389 Shares; EWW has 1,720,389 Shares; WS has 1,720,389 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Page 6 of 9 Item 8. Identification and Classification of Members of a Group. Name Category No.ofShares Percentage WEDBUSH,Inc. CO 763,794 5.38% Edward W. Wedbush IN 576,294 4.06% Wedbush Securities, Inc. BD 1,503 0.01% EWW is the Chairman of WI. EWW owns a majority of the outstanding Shares of WI. EWW is the President of WS. WI owns all of the shares of WS. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by WI. However, beneficial ownership of the Issuer's Shares is hereby disclaimed by EWW. Item 9. Notice of Dissolution of Group. Not applicable. Page 7 of 9 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WEDBUSH, Inc. 2/12/10 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ President - --------------------------- Name/Title Edward W. Wedbush 2/12/10 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Page 8 of 9 Wedbush Securities, Inc. 2/12/10 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature Edward W. Wedbush/ President - --------------------------- Name/Title Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----